-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wygwywn7VFO78k3SLx5GCeTzAuoufx5F4J1TtuLbkj67occkKfICtp+LYvnX7FMy laoB6+6DAnE/QlAFjy5wmg== 0001029574-10-000034.txt : 20101229 0001029574-10-000034.hdr.sgml : 20101229 20101229100346 ACCESSION NUMBER: 0001029574-10-000034 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101229 DATE AS OF CHANGE: 20101229 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CAROLINA INVESTORS INC CENTRAL INDEX KEY: 0000811040 IRS NUMBER: 561005066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42382 FILM NUMBER: 101277072 BUSINESS ADDRESS: STREET 1: 9347A FOUNDERS STREET CITY: FORT MILL STATE: SC ZIP: 29708 BUSINESS PHONE: 8038020890 MAIL ADDRESS: STREET 1: P O BOX 1827 CITY: FORT MILL STATE: SC ZIP: 29716 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARIES HILL CORP CENTRAL INDEX KEY: 0000937708 IRS NUMBER: 161023268 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1350 ONE M & T PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168456000 MAIL ADDRESS: STREET 1: 1350 ONE M & T PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 SC 13D/A 1 carolina32.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 32)* FIRST CAROLINA INVESTORS, INC. _________________________________________________________________ (Name of Issuer) Shares of Common Stock - No Par Value _________________________________________________________________ (Title of Class of Securities 319420105 ____________________________ (CUSIP Number) Brent D. Baird 1350 One M&T Plaza Buffalo, New York 14203 (Phone: (716) 849-1484) _________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 21, 2010 _______________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ____. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D AMENDMENT NO. 32 CUSIP NO. 319420105 1. Name of Reporting Person SS or IRS Identification No. of above person (optional) Bridget deM. Baird 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ (b)_X_ 3. SEC USE ONLY 4. SOURCE OF FUNDS* PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ____ 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES 7. SOLE VOTING POWER BENEFICIALLY OWNED 10,279 BY EACH REPORTING PERSON WITH 8. SHARED VOTING POWER -0- 9. SOLE DISPOSITIVE POWER 10,279 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,279 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ____ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.16% 14. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 319420105 1. Name of Reporting Person SS or IRS Identification No. of above person (optional) Cynthia B. Stark 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ (b)_X_ 3. SEC USE ONLY 4. SOURCE OF FUNDS* PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ____ 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES 7. SOLE VOTING POWER BENEFICIALLY OWNED 11,278 BY EACH REPORTING PERSON WITH 8. SHARED VOTING POWER -0- 9. SOLE DISPOSITIVE POWER 11,278 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,278 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ____ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.27% 14. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! 1. Name of Reporting Person SS or IRS Identification No. of above person (optional) Sarah M. Baird 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ (b)_X_ 3. SEC USE ONLY 4. SOURCE OF FUNDS* PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ____ 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES 7. SOLE VOTING POWER BENEFICIALLY OWNED -0- BY EACH REPORTING PERSON WITH 8. SHARED VOTING POWER -0- 9. SOLE DISPOSITIVE POWER -0- 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ____ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% 14. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 319420105 1. Name of Reporting Person SS or IRS Identification No. of above person (optional) Cameron D. Baird 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ (b)_X_ 3. SEC USE ONLY 4. SOURCE OF FUNDS* PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ____ 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES 7. SOLE VOTING POWER BENEFICIALLY OWNED -0- BY EACH REPORTING PERSON WITH 8. SHARED VOTING POWER -0- 9. SOLE DISPOSITIVE POWER -0- 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ____ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% 14. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D AMENDMENT NO. 32 CUSIP NO. 319420105 INTRODUCTION This Schedule 13D Amendment No. 32 provides updated information with respect to the Shares held by the Reporting Persons. Since the filing of Schedule 13D Amendment No. 31 with the Securities and Exchange Commission on October 8, 2010, two of the Reporting Persons (Bridget DeM. Baird and Cynthia B. Stark) have sold some of their Shares, and two of the Reporting Persons (Sarah M. Baird and Cameron D. Baird) have sold all of their Shares. The cover pages for Bridget DeM. Baird, Cynthia B. Stark, Sarah M. Baird, and Cameron D. Baird are hereby amended to reflect updated information with respect to their ownership of Shares. Updated information with respect to Shares held by the Reporting Persons is provided in Item 5, (i) and (ii). Item 5. Interest in Securities of the Issuer. (i) Share Ownership. The following table shows the number of shares of the Issuer beneficially owned by each of the Reporting Persons named in this Schedule 13D, as amended. Each of the Reporting Persons named in the table has sole voting and investment power with respect to the shares indicated as beneficially owned by that person. Name of Beneficial Number of Shares Percent Owner Beneficially Owned of Class (1) ___________ __________________ ____________ 1) Brent D. Baird 115,584 (2) 13.04% 2) Bridget B. Baird 36,076 4.07% 3) Michael C. Baird 7,271 0.82% 4) David B. Baird 8,656 0.98% 5) Brian D. Baird - individually 68,858 7.77% - as trustee under trusts established by Jane D. Baird 12,813 (3) 1.45% - as executor of the Estate of Jane D. Baird 54,864 6.19% 6) Aries Hill Corp. 19,896 2.24% 7) Bruce C. Baird 32,132 3.62% 8) Brenda B. Senturia 35,922 4.05% 9) Barbara P. Baird 7,700 (4) 0.87% 10) Bridget deM. Baird 10,279 1.16% 11) Cynthia B. Stark 11,278 1.27% 12) Sarah M. Baird 0 0.00% 13) Cameron D. Baird 0 0.00% 14) Susan O'Connor Baird 3,000 0.34% 15) Michelle N. Baird 2,000 0.23% 16) Deborah M. Baird 1,175 (5) 0.13% _________________________________________________________________ TOTAL 427,504 48.22% _________________________________________________________________ (1) Based upon 886,579 shares outstanding as of June 30, 2010 per 2010 Form N-CSRS. (2) 110,876 of such shares are held individually and 4,708 of such shares are held in an individual retirement account. (3) These shares are held as trustee in separate trusts for three grandchildren of Jane D. Baird. (4) 6,700 of such shares are held individually and 1,000 of such shares are held in an individual retirement account. (5) Such shares are held as custodian for a minor child. (ii) The following sales of the Shares during the past ninety days are as follows:
Sale In the Name of Date Number of Shares Price/Share (in Dollars Commissions not included) Cameron D. Baird 10/18/2010 1,000 $10.27 10/20/2010 1,000 10.25 10/22/2010 1,000 10.38 10/25/2010 1,000 10.34 10/27/2010 1,000 10.32 10/28/2010 1,109 10.27 Sarah M. Baird 11/2/2010 2,000 10.35 12/21/2010 2,000 10.02 12/22/2010 3,408 10.00 12/23/2010 3,000 10.04 Bridget DeM. Baird 12/27/2010 2,000 9.81 12/28/2010 2,000 9.51 Cynthia B. Stark 12/27/2010 2,000 9.81 12/28/2010 2,000 9.51
SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. DATED: December 29, 2010 Bridget DeM. Baird, Cynthia B. Stark, Sarah M. Baird and Cameron D. Baird By: s/Brian D. Baird Brian D. Baird, as Attorney-in fact* * Copies of powers of attorney for the Reporting Persons were previously submitted to the Securities and Exchange Commission. -----END PRIVACY-ENHANCED MESSAGE-----